Why All Licensed Market Participants Must Comply with SIDC CPE Requirements
The Securities Commission Malaysia (SC) requires all licensed and registered individuals in the capital markets to comply with the Continuing Professional Education (CPE) framework. This is not just a regulatory checkbox — it is a vital step in ensuring Malaysia’s capital market remains competent, ethical, and resilient.
Issued under Section 377 of the Capital Markets and Services Act 2007 (CMSA), the CPE Guidelines are binding on:
- Capital Markets Services Licence (CMSL) holders
- Capital Markets Services Representative’s Licence (CMSRL) holders
- Registered Persons
- Employees of Registered Persons (ERPs)
📌 Why is CPE Compulsory?
- Regulatory Requirement: CMSRL holders and ERPs must obtain 20 CPE points annually before the anniversary date of their license or registration.
- Fit and Proper Obligation: Employers must attest that licensed staff are fit, proper, and competent — non-compliance risks license renewal.
- Competence & Ethics: CPE ensures participants update technical knowledge, strengthen behavioural skills, and reinforce ethics.
🎓 How to Earn CPE Points
CPE points can be earned through these learning modes:
1. Active Learning Mode
- Attend CPE-approved courses (structured online or physical)
- Obtain a recognised qualification or certification
2. Development of Others
- Speak at capital market seminars
- Publish books/articles or serve in approved committees
3. Self-Directed Learning
- Read capital market materials, complete e-learning, or listen to webinars
*Note: Excess points cannot be carried forward*
📅 CPE Requirement Summary
| Participant Type | Annual Requirement |
|---|---|
| CMSRL Holders | 20 CPE Points |
| Employees of Registered Persons | 20 CPE Points |
| Dual License Holders | 20+ Points |
✅ How PLV Advance Can Help
As a CPE-approved training provider, we offer:
- SC-recognized and SIDC-approved courses
- Digital certificates and attendance tracking
- HRD Corp claimable programs (subject to approval)
- Training delivery in physical or structured online format
👉 View Our SIDC CPE Calendar
📩 Request a Custom Corporate CPE Program
SIDC CPE is not optional — it’s your license to operate. Let us help you stay compliant and confident in 2025 and beyond.